Thomas William Pollock is an investment adviser representative (IAR) with state registration records since 2016, appearing at 4 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.
| Firm | From | To | Current |
|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | 2025-08-22 | present | Yes |
| AVANTAX ADVISORY SERVICES | 2025-01-20 | 2025-09-05 | — |
| ALPHA BETA GAMMA WEALTH MANAGEMENT | 2021-01-08 | 2025-01-03 | — |
| UBS FINANCIAL SERVICES INC. | 2016-01-05 | 2020-07-30 | — |