LAURA Jane HERTGES

LAURA Jane HERTGES is an investment adviser representative (IAR) with state registration records since 2018, appearing at 2 firms. Currently registered with PRINCIPAL SECURITIES, INC..

Registration history (3)

FirmFromToCurrent
PRINCIPAL SECURITIES, INC.2025-03-13presentYes
COMMONWEALTH EQUITY SERVICES, LLC2022-08-092025-02-27
PRINCIPAL SECURITIES, INC.2018-08-032022-08-16

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