James Marshall Dawson is an investment adviser representative (IAR) with state registration records since 2016, appearing at 2 firms. Currently registered with NUVEEN ASSET MANAGEMENT, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| NUVEEN ASSET MANAGEMENT, LLC | 2025-08-29 | present | Yes |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2016-04-05 | 2016-07-29 | — |