James Hugh Shannon is an investment adviser representative (IAR) with state registration records since 2017, appearing at 2 firms. Currently registered with UBS FINANCIAL SERVICES INC..
| Firm | From | To | Current |
|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 2023-04-12 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2017-12-18 | 2023-04-03 | — |