Nicholas K Valos

Nicholas K Valos is an investment adviser representative (IAR) with state registration records since 2016, appearing at 4 firms. Currently registered with J.P. MORGAN SECURITIES LLC.

Registration history (5)

FirmFromToCurrent
J.P. MORGAN SECURITIES LLC2026-06-24presentYes
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2023-08-152026-07-06
EMPOWER ADVISORY GROUP, LLC2022-01-312023-08-16
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2016-12-222022-01-18
MORGAN STANLEY SMITH BARNEY LLC2016-02-262016-12-14

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