HERBERT JAY ROMAN is an investment adviser representative (IAR) with state registration records since 2021, appearing at 4 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.
| Firm | From | To | Current |
|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | 2025-09-05 | present | Yes |
| AVANTAX ADVISORY SERVICES | 2024-01-04 | 2025-09-05 | — |
| PRUCO SECURITIES, LLC | 2021-11-03 | 2024-01-11 | — |
| EQUITY SERVICES, INC. | 2021-06-22 | 2021-11-04 | — |