JAMES PATI is an investment adviser representative (IAR) with state registration records since 2019, appearing at 5 firms. Currently registered with FOUNDATIONS INVESTMENT ADVISORS LLC.
| Firm | From | To | Current |
|---|---|---|---|
| FOUNDATIONS INVESTMENT ADVISORS LLC | 2025-06-20 | present | Yes |
| CREATIVEONE WEALTH, LLC | 2024-07-09 | 2025-06-17 | — |
| MARIPAU WEALTH MANAGEMENT LLC | 2023-09-07 | 2024-07-10 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2019-08-30 | 2021-11-24 | — |
| CITIZENS SECURITIES, INC. | 2019-01-04 | 2019-06-25 | — |