Roger Dale Brown is an investment adviser representative (IAR) with state registration records since 2016, appearing at 5 firms. Currently registered with AMERIPRISE FINANCIAL SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | 2024-03-25 | present | Yes |
| EDWARD D. JONES & CO., L.P. | 2022-04-14 | 2023-08-24 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2018-04-09 | 2022-04-14 | — |
| J.P. MORGAN SECURITIES LLC | 2016-05-31 | 2018-04-11 | — |
| PNC MANAGED ACCOUNT SOLUTIONS, INC. | 2016-02-25 | 2016-05-19 | — |