CAROLINE SULLIVAN SPENCER is an investment adviser representative (IAR) with state registration records since 2017, appearing at 3 firms. Currently registered with STRATEGIC ADVISERS LLC.
| Firm | From | To | Current |
|---|---|---|---|
| STRATEGIC ADVISERS LLC | 2025-03-31 | present | Yes |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | 2020-07-28 | 2025-03-31 | — |
| ROBERT W. BAIRD & CO. INCORPORATED | 2018-04-18 | 2018-10-26 | — |
| STRATEGIC ADVISERS LLC | 2017-06-23 | 2018-02-04 | — |