JAMES ANTHONY ORTEGA

JAMES ANTHONY ORTEGA is an investment adviser representative (IAR) with state registration records since 2017, appearing at 4 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.

Registration history (4)

FirmFromToCurrent
WELLS FARGO CLEARING SERVICES, LLC2024-04-03presentYes
PNC WEALTH MANAGEMENT2022-11-222024-04-08
J.P. MORGAN SECURITIES LLC2018-08-102022-11-11
MML INVESTORS SERVICES, LLC2017-09-062017-11-09

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