NATHAN DONALD ROCK is an investment adviser representative (IAR) with state registration records since 2018, appearing at 4 firms. Currently registered with THE HUNTINGTON INVESTMENT COMPANY, AMERIPRISE FINANCIAL SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | 2026-06-29 | present | Yes |
| THE HUNTINGTON INVESTMENT COMPANY | 2021-10-14 | present | Yes |
| CETERA INVESTMENT ADVISERS LLC | 2019-06-03 | 2021-10-13 | — |
| PRINCIPAL SECURITIES, INC. | 2018-08-28 | 2019-04-04 | — |