SZE WAI KWOK

SZE WAI KWOK is an investment adviser representative (IAR) with state registration records since 2016, appearing at 3 firms. Currently registered with CHARLES SCHWAB & CO., INC..

Registration history (4)

FirmFromToCurrent
CHARLES SCHWAB & CO., INC.2019-06-25presentYes
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2017-07-172019-05-30
BANCWEST INVESTMENT SERVICES, INC.2017-03-092017-07-12
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2016-07-052017-03-08

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