James Bertrand is an investment adviser representative (IAR) with state registration records since 2016, appearing at 2 firms. Currently registered with UBS FINANCIAL SERVICES INC..
| Firm | From | To | Current |
|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 2023-05-03 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2016-08-29 | 2017-08-29 | — |