Caroline Elizabeth Kafafian

Caroline Elizabeth Kafafian is an investment adviser representative (IAR) with state registration records since 2016, appearing at 5 firms. Currently registered with FEDERATED SECURITIES CORP., FEDERATED INVESTMENT COUNSELING, FEDERATED MDTA LLC.

Registration history (8)

FirmFromToCurrent
FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP.2021-08-17presentYes
FEDERATED MDTA LLC2021-04-13presentYes
FEDERATED INVESTMENT COUNSELING2021-03-04presentYes
FEDERATED SECURITIES CORP.2021-03-04presentYes
NEUBERGER BERMAN BD LLC2018-07-242021-02-24
FEDERATED MDTA LLC2016-09-212018-07-10
FEDERATED INVESTMENT COUNSELING2016-09-162018-07-10
FEDERATED SECURITIES CORP.2016-09-162018-07-10

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