CARLOS JOSE PENA VELAZCO

CARLOS JOSE PENA VELAZCO is an investment adviser representative (IAR) with state registration records since 2019, appearing at 3 firms. Currently registered with OCEAN FINANCIAL ADVISORS LLC.

Registration history (3)

FirmFromToCurrent
OCEAN FINANCIAL ADVISORS LLC2024-06-07presentYes
BOLTON SECURITIES CORPORATION2021-03-302023-05-11
WELLS FARGO CLEARING SERVICES, LLC2019-04-092021-03-03

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