Nicholas M Pagliai

Nicholas M Pagliai is an investment adviser representative (IAR) with state registration records since 2017, appearing at 5 firms. Currently registered with LINCOLN INVESTMENT PLANNING, LLC.

Registration history (6)

FirmFromToCurrent
LINCOLN INVESTMENT PLANNING, LLC2025-09-29presentYes
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC2020-11-092025-04-07
KMS FINANCIAL SERVICES, INC.2020-02-052020-10-21
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC2019-06-272019-11-21
FIFTH THIRD SECURITIES, INC.2018-06-252019-05-31
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2017-10-242018-04-27

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