JOHN M LOCKWOOD is an investment adviser representative (IAR) with state registration records since 2017, appearing at 3 firms. Currently registered with ROCKEFELLER FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| ROCKEFELLER FINANCIAL LLC | 2021-02-03 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2018-03-02 | 2020-02-24 | — |
| INDEPENDENT FINANCIAL GROUP, LLC | 2017-02-27 | 2018-02-23 | — |