DAVID WILLIAM SOSA is an investment adviser representative (IAR) with state registration records since 2017, appearing at 4 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.
| Firm | From | To | Current |
|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | 2025-08-28 | present | Yes |
| LPL FINANCIAL LLC | 2025-04-23 | 2025-05-27 | — |
| CETERA INVESTMENT ADVISERS LLC | 2021-10-04 | 2025-04-22 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2019-01-02 | 2021-09-29 | — |
| EQUITABLE ADVISORS, LLC | 2017-04-20 | 2018-07-24 | — |