Travis Caswell is an investment adviser representative (IAR) with state registration records since 2018, appearing at 5 firms. Currently registered with NEW YORK LIFE INVESTMENT MANAGEMENT LLC.
| Firm | From | To | Current |
|---|---|---|---|
| NEW YORK LIFE INVESTMENT MANAGEMENT LLC | 2024-05-30 | present | Yes |
| ALLSPRING FUNDS MANAGEMENT, LLC | 2022-08-26 | 2024-05-23 | — |
| LPL FINANCIAL LLC | 2022-05-18 | 2022-08-23 | — |
| CUNA BROKERAGE SERVICES, INC. | 2019-09-24 | 2022-05-18 | — |
| EDWARD D. JONES & CO., L.P. | 2018-12-11 | 2019-09-05 | — |