Christopher Edward Simon-Wallace

Christopher Edward Simon-Wallace is an investment adviser representative (IAR) with state registration records since 2020, appearing at 6 firms. Currently registered with ROBINSWOOD FINANCIAL LLC.

Registration history (10)

FirmFromToCurrent
ROBINSWOOD FINANCIAL LLC2023-11-28presentYes
CHARLES SCHWAB & CO., INC.2022-10-292023-11-07
TD AMERITRADE INVESTMENT MANAGEMENT, LLC2022-09-282023-09-07
TD AMERITRADE, INC.2022-09-282022-10-14
FIDELITY PERSONAL AND WORKPLACE ADVISORS2021-12-082022-07-15
TD AMERITRADE INVESTMENT MANAGEMENT, LLC2021-04-222021-08-19
TD AMERITRADE, INC.2021-04-222021-08-19
TD AMERITRADE, INC.2020-04-082021-01-11
TD AMERITRADE INVESTMENT MANAGEMENT, LLC2020-04-082020-12-31
HARRISDIRECT LLC2020-01-062020-04-13

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