NICKLAUS SERAFINI is an investment adviser representative (IAR) with state registration records since 2017, appearing at 6 firms. Currently registered with WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC | 2025-12-04 | present | Yes |
| WELLS FARGO CLEARING SERVICES, LLC | 2023-02-14 | 2025-12-04 | — |
| COMERICA SECURITIES | 2021-08-18 | 2023-02-13 | — |
| AMERIPRISE FINANCIAL SERVICES, LLC | 2019-06-19 | 2021-08-18 | — |
| PNC WEALTH MANAGEMENT | 2018-04-23 | 2019-06-13 | — |
| OPPENHEIMER & CO. INC. | 2017-07-12 | 2018-03-23 | — |