Neil Alan Kaplan is an investment adviser representative (IAR) with state registration records since 2017, appearing at 2 firms. Currently registered with CAITLIN JOHN, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| CAITLIN JOHN, LLC | 2022-12-21 | present | Yes |
| GUARDIAN POINTE PRIVATE WEALTH MANAGEMENT, LLC | 2017-05-12 | 2022-12-20 | — |