James Chen is an investment adviser representative (IAR) with state registration records since 2018, appearing at 2 firms. Currently registered with UBS FINANCIAL SERVICES INC..
| Firm | From | To | Current |
|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 2024-03-11 | present | Yes |
| J.P. MORGAN SECURITIES LLC | 2021-11-30 | 2023-06-10 | — |
| UBS FINANCIAL SERVICES INC. | 2018-01-08 | 2021-07-12 | — |