Nicholas Sangster Ray is an investment adviser representative (IAR) with state registration records since 2017, appearing at 3 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2025-09-10 | present | Yes |
| UBS FINANCIAL SERVICES INC. | 2022-07-21 | 2025-09-19 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2017-05-23 | 2022-07-21 | — |