Roy Hamish Lochtenberg

Roy Hamish Lochtenberg is an investment adviser representative (IAR) with state registration records since 2018, appearing at 4 firms. Currently registered with RBC CAPITAL MARKETS, LLC.

Registration history (4)

FirmFromToCurrent
RBC CAPITAL MARKETS, LLC2024-02-09presentYes
J.P. MORGAN SECURITIES LLC2023-02-172024-02-08
TCW INVESTMENT MANAGEMENT COMPANY LLC2022-03-162023-01-31
UBS FINANCIAL SERVICES INC.2018-10-232021-09-03

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