Nicholas Thomas Carroll is an investment adviser representative (IAR) with state registration records since 2021, appearing at 3 firms. Currently registered with RAYMOND JAMES & ASSOCIATES, INC..
| Firm | From | To | Current |
|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | 2025-02-26 | present | Yes |
| UBS FINANCIAL SERVICES INC. | 2024-05-28 | 2025-02-11 | — |
| UBS ASSET MANAGEMENT (AMERICAS) LLC | 2023-04-26 | 2024-05-28 | — |
| UBS FINANCIAL SERVICES INC. | 2021-10-19 | 2022-08-02 | — |