KENNETH JOSEPH PHELPS

KENNETH JOSEPH PHELPS is an investment adviser representative (IAR) with state registration records since 2018, appearing at 3 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.

Registration history (4)

FirmFromToCurrent
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2022-06-16presentYes
WELLS FARGO CLEARING SERVICES, LLC2022-01-252022-05-05
BANCWEST INVESTMENT SERVICES, INC.2021-08-242021-12-13
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2018-09-202019-08-14

More