Daniel Michael Lee Thompson is an investment adviser representative (IAR) with state registration records since 2017, appearing at 2 firms. Currently registered with UBS FINANCIAL SERVICES INC..
| Firm | From | To | Current |
|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 2020-11-12 | present | Yes |
| AMERIPRISE FINANCIAL SERVICES, LLC | 2017-07-27 | 2020-11-17 | — |