James McGovern

James McGovern is an investment adviser representative (IAR) with state registration records since 2020, appearing at 2 firms. Currently registered with CHARLES SCHWAB & CO., INC..

Registration history (2)

FirmFromToCurrent
CHARLES SCHWAB & CO., INC.2025-11-21presentYes
UBS FINANCIAL SERVICES INC.2020-11-042022-04-11

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