Richard Waters is an investment adviser representative (IAR) with state registration records since 2019, appearing at 5 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLS FARGO CLEARING SERVICES, LLC | 2026-01-09 | present | Yes |
| J.P. MORGAN SECURITIES LLC | 2022-04-16 | 2026-01-11 | — |
| CHARLES SCHWAB & CO., INC. | 2022-03-11 | 2022-04-13 | — |
| TD AMERITRADE, INC. | 2019-01-24 | 2022-04-13 | — |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | 2019-01-10 | 2022-04-13 | — |