Richard Gerald Carroll is an investment adviser representative (IAR) with state registration records since 2017, appearing at 3 firms. Currently registered with AMERIPRISE FINANCIAL SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | 2021-12-03 | present | Yes |
| BANKERS LIFE ADVISORY SERVICES, INC. | 2021-05-28 | 2021-07-19 | — |
| LPL FINANCIAL LLC | 2017-10-30 | 2018-06-20 | — |