David Nicholas Ellis is an investment adviser representative (IAR) with state registration records since 2018, appearing at 3 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2025-06-13 | present | Yes |
| FINANCIAL ADVOCATES INVESTMENT MANAGEMENT | 2024-09-17 | 2025-08-06 | — |
| AMERIPRISE FINANCIAL SERVICES, LLC | 2018-06-27 | 2024-08-29 | — |