Nicholaus C Warner is an investment adviser representative (IAR) with state registration records since 2018, appearing at 4 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
| Firm | From | To | Current |
|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2023-03-03 | present | Yes |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | 2022-01-27 | 2023-02-07 | — |
| WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC | 2020-06-10 | 2022-02-03 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2018-11-26 | 2020-05-27 | — |