JAMES WILLIAM BAUGH

JAMES WILLIAM BAUGH is an investment adviser representative (IAR) with state registration records since 2017, appearing at 3 firms. Currently registered with TRUIST ADVISORY SERVICES, INC..

Registration history (4)

FirmFromToCurrent
TRUIST ADVISORY SERVICES, INC.2025-09-16presentYes
WELLS FARGO CLEARING SERVICES, LLC2021-06-242025-08-21
J.P. MORGAN SECURITIES LLC2020-10-282021-05-18
WELLS FARGO CLEARING SERVICES, LLC2017-12-012020-09-30

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