Jeffrey Yau

Jeffrey Yau is an investment adviser representative (IAR) with state registration records since 2020, appearing at 7 firms. Currently registered with EMPOWER ADVISORY GROUP, LLC.

Registration history (7)

FirmFromToCurrent
EMPOWER ADVISORY GROUP, LLC2026-07-15presentYes
GLOBAL RETIREMENT PARTNERS LLC2025-12-172026-04-18
STRATEGIC ADVISERS LLC2025-03-312025-12-12
FIDELITY PERSONAL AND WORKPLACE ADVISORS2023-08-162025-03-31
MORGAN STANLEY SMITH BARNEY LLC2022-10-262023-05-09
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC2022-02-012022-10-17
CHARLES SCHWAB & CO., INC.2020-10-142021-12-20

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