Cathi L Swan is an investment adviser representative (IAR) with state registration records since 2022, appearing at 2 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.
| Firm | From | To | Current |
|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | 2023-10-23 | present | Yes |
| ROBERT W. BAIRD & CO. INCORPORATED | 2022-04-20 | 2023-09-02 | — |