Kathryn A Caldwell is an investment adviser representative (IAR) with state registration records since 2018, appearing at 3 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.
| Firm | From | To | Current |
|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY LLC | 2025-01-29 | present | Yes |
| LPL FINANCIAL LLC | 2023-05-04 | 2024-04-02 | — |
| II TECHNOLOGY, LLC | 2018-10-05 | 2023-03-31 | — |