James Francis Locke is an investment adviser representative (IAR) with state registration records since 2018, appearing at 2 firms. Currently registered with SOUND INCOME STRATEGIES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| SOUND INCOME STRATEGIES, LLC | 2018-07-03 | present | Yes |
| BFC PLANNING, INC. | 2018-06-19 | 2018-07-03 | — |
| BFC PLANNING, INC. | 2018-02-15 | 2018-06-15 | — |