MARIA LAURA CAPUTTO is an investment adviser representative (IAR) with state registration records since 2018, appearing at 2 firms. Currently registered with UBS FINANCIAL SERVICES INC..
| Firm | From | To | Current |
|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 2023-06-12 | present | Yes |
| HSBC SECURITIES (USA) INC. | 2018-05-22 | 2023-07-03 | — |