Sean Robert Smith

Sean Robert Smith is an investment adviser representative (IAR) with state registration records since 2020, appearing at 2 firms. Currently registered with ROCKEFELLER FINANCIAL LLC.

Registration history (2)

FirmFromToCurrent
ROCKEFELLER FINANCIAL LLC2026-07-28presentYes
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2020-01-032026-07-20

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