DOUGLAS EDWARD CARROLL is an investment adviser representative (IAR) with state registration records since 2018, appearing at 2 firms. Currently registered with MARINER, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| MARINER, LLC | 2019-07-01 | present | Yes |
| SMS CAPITAL MANAGEMENT | 2018-01-17 | 2019-07-08 | — |