Thomas Cole is an investment adviser representative (IAR) with state registration records since 2019, appearing at 4 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2025-03-03 | present | Yes |
| USA FINANCIAL SECURITIES LLC | 2021-09-01 | 2025-02-24 | — |
| OSAIC INSTITUTIONS, INC. | 2019-12-04 | 2021-08-30 | — |
| PRINCIPAL SECURITIES, INC. | 2019-10-29 | 2019-11-18 | — |