Thomas Carroll is an investment adviser representative (IAR) with state registration records since 2022, appearing at 2 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.
| Firm | From | To | Current |
|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | 2025-03-07 | present | Yes |
| J.P. MORGAN SECURITIES LLC | 2022-10-18 | 2023-10-07 | — |