Sergio Hugo Guzman is an investment adviser representative (IAR) with state registration records since 2019, appearing at 3 firms. Currently registered with CHARLES SCHWAB & CO., INC..
| Firm | From | To | Current |
|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | 2022-10-05 | present | Yes |
| TD AMERITRADE, INC. | 2021-05-06 | 2022-10-14 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2019-11-06 | 2021-05-05 | — |