James Joseph Gorman is an investment adviser representative (IAR) with state registration records since 2019, appearing at 5 firms. Currently registered with TRANSAMERICA RETIREMENT ADVISORS, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| TRANSAMERICA RETIREMENT ADVISORS, LLC | 2026-06-23 | present | Yes |
| EMPOWER ADVISORY GROUP, LLC | 2024-04-04 | 2025-02-19 | — |
| CHARLES SCHWAB & CO., INC. | 2023-08-11 | 2024-01-10 | — |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | 2019-03-06 | 2023-09-07 | — |
| TD AMERITRADE, INC. | 2019-03-06 | 2022-10-14 | — |