Sean Anthony Roth

Sean Anthony Roth is an investment adviser representative (IAR) with state registration records since 2018, appearing at 4 firms. Currently registered with COMMONWEALTH EQUITY SERVICES, LLC.

Registration history (4)

FirmFromToCurrent
COMMONWEALTH EQUITY SERVICES, LLC2025-08-29presentYes
MORTON BROWN FAMILY WEALTH LLC2023-11-152025-08-26
CAPFINANCIAL PARTNERS, LLC2023-10-162023-12-14
MORGAN STANLEY SMITH BARNEY LLC2018-06-112023-08-03

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