Nicholas A Roth is an investment adviser representative (IAR) with state registration records since 2019, appearing at 2 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.
| Firm | From | To | Current |
|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY LLC | 2023-09-05 | present | Yes |
| HARRISDIRECT LLC | 2023-07-14 | 2023-09-05 | — |
| HARRISDIRECT LLC | 2019-12-18 | 2021-10-27 | — |