Benjamin Roy is an investment adviser representative (IAR) with state registration records since 2021, appearing at 2 firms. Currently registered with PROSPERITY CAPITAL ADVISORS.
| Firm | From | To | Current |
|---|---|---|---|
| PROSPERITY CAPITAL ADVISORS | 2022-05-16 | present | Yes |
| SIGMA PLANNING CORPORATION | 2021-03-23 | 2022-04-27 | — |