Sophia M Rosa is an investment adviser representative (IAR) with state registration records since 2020, appearing at 2 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.
| Firm | From | To | Current |
|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY LLC | 2023-09-01 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2020-11-06 | 2021-12-13 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2020-09-23 | 2020-11-09 | — |