Mallory Findley is an investment adviser representative (IAR) with state registration records since 2018, appearing at 4 firms. Currently registered with ROCKEFELLER FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| ROCKEFELLER FINANCIAL LLC | 2023-10-25 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2023-04-17 | 2023-10-20 | — |
| VENTURE VISIONARY PARTNERS LLC | 2021-05-25 | 2022-09-19 | — |
| UBS FINANCIAL SERVICES INC. | 2018-09-04 | 2019-06-26 | — |